As focused and precise as most investment managers are, many of them continually make the same mistakes during SEC audits. To make the situation more frustrating, they ought to know better.
Our recent HFM webinar took a closer look at this potentially frustrating phenomenon. The panel discussed the four most common errors even the savviest managers frequently make during SEC audits. And, they offered proven best practices that can help break the cycle, and help you move toward error-free audits.